--- title: ACCESS-1 — Access Trace Receipt Profile category: std work-in-progress: true expires: 2027-08-11 --- # ACCESS-1 — Access Trace Receipt Profile for Governed Agent Episodes **Work in Progress — Velaru / Nisaba LLC** **Intended status:** Informational (L1 companion to DRP-1, TCB, POSS-2) **Date:** August 11, 2026 ## Abstract This document specifies **ACCESS-1**, a receipt profile that externalizes **access-trace integrity** for governed agent reasoning episodes. The profile derives operational fields from theory-derived **consciousness indicator properties** (Butlin et al., *Trends in Cognitive Sciences*, 2025) and from **Computational Workspace Integrity** (CWI) constructs, without asserting phenomenal consciousness, moral patienthood, or model correctness. ACCESS-1 addresses a governance problem distinct from the consciousness question: when internal computation is opaque, regulators and insurers require verifiable evidence of **what entered the decision workspace, what was broadcast, what downstream modules consumed, and what human oversight applied** — under policy frozen before the incident. ## 1. Scope and non-claims ### 1.1 In scope - Workspace admission (competing representations, selection criterion) - Global broadcast digest (selected representation, broadcast scope) - Consumer bindings (downstream module use) - Metacognitive assessment metadata (reliability, dissent preservation) - Human oversight binding (`authorized_by`, oversight mode) - Handler Receipt reference (pre-incident policy commitment) - Cryptographic binding hash independently verifiable at `/verify` ### 1.2 Out of scope (normative) - Phenomenal consciousness or qualia - Welfare status or protective obligations for AI systems - Proof that no unlogged internal computation occurred (see POSS-2 impossibility) - Universal correctness or safety of model outputs Implementations MUST NOT represent ACCESS-1 receipts as evidence of machine consciousness. ## 2. Terminology - **Access trace:** Externally attestable record of workspace admission, broadcast, and consumption — the governance-relevant analog of access consciousness artifacts. - **Deliberation Atom:** One API operation producing one signed ACCESS-1 receipt with one `verify_url`. - **Handler Receipt (HR):** Pre-incident policy lock in Policy Registry (see TCB). - **CWI dimension:** Process-layer attestation per EM Foundation Computational Workspace Integrity framework (2026). - **Indicator property:** Theory-derived marker from Butlin et al. used for operational coverage scoring only. ## 3. Relationship to sibling profiles | Profile | Layer | Relationship | |---------|-------|--------------| | POSS-2 | L0–L1 | Completeness invariant; silence typed | | DRP-1 | L1 | Deontic O/F/P + STIT agency on every entry | | TCB | L1 | Counterfactual causal binding to HR | | **ACCESS-1** | L1 | Workspace episode trace bound to HR | | SCITT AIR | Export | Deliberation Atom registrable as AIR entry | Read order: POSS-2 → DRP-1 → TCB → **ACCESS-1**. ## 4. Normative claim set | Field | Required | Description | |-------|----------|-------------| | `profile` | YES | Constant `ACCESS-1` | | `profile_version` | YES | e.g. `1.0` | | `episode_id` | YES | UUID for the deliberation episode | | `workspace_admission.competitors_digest` | YES | SHA-256 of canonical competitor list | | `workspace_admission.selection_criterion` | YES | e.g. `policy_weighted`, `salience_weighted` | | `broadcast.broadcast_digest` | YES | SHA-256 of selected representation + scope | | `broadcast.selected_representation` | YES | Structured or string summary of selected content | | `consumer_bindings` | REC | Downstream modules that consumed broadcast | | `metacognitive_assessment` | REC | Reliability / uncertainty / dissent flags | | `human_oversight` | REC | Oversight mode + `authorized_by` | | `handler_receipt_id` | REC | HR lock reference | | `cwi_dimensions` | REC | Process-layer attestations | | `theory_indicators` | REC | Indicator IDs satisfied by this receipt | | `access1_binding_hash` | YES | Binding per Section 5 | ## 5. Binding hash ``` access1_binding_hash = SHA-256(JCS-canonical({ profile_version, episode_id, handler_receipt_id, competitors_digest, broadcast_digest, consumer_digest, metacognitive_digest, session_id, domain })) ``` ## 6. Verification A verifier MUST: 1. Validate Ed25519 signature on chain entry. 2. Recompute `access1_binding_hash` from declared ACCESS-1 fields. 3. Confirm HR timestamp precedes deliberation atom timestamp when HR present. 4. Validate DRP-1 deontic binding (CHECK 8) and hash chain (CHECK 1–3). Implementations MUST NOT treat indicator property presence as consciousness proof. ## 7. API mapping (Velaru reference implementation) ``` POST /tcb/deliberation-atom { "selected_representation": "...", "competitors": [{"module": "classifier", "salience": 0.9, "payload": {...}}], "selection_criterion": "policy_weighted", "broadcast_scope": ["belief", "plan", "output"], "consumer_bindings": [{"module": "tool:bind-check", "action": "invoked"}], "metacognitive_assessment": {"uncertainty": 0.08, "dissent_preserved": true}, "authorized_by": {"principal": "...", "method": "oidc"}, "session_id": "...", "domain": "hiring" } GET /tcb/deliberation-atom/{entry_id}/verify.json → portable ACCESS-1 receipt for /verify POST /standards/access-1/verify → recompute access1_binding_hash GET /standards/consciousness-indicators.json → operational indicator coverage index (NOT consciousness verdict) ``` ## 8. Theoretical basis (informative) - Butlin, P., Long, R., et al. (2025). Identifying indicators of consciousness in AI systems. *TICS*. doi:10.1016/j.tics.2025.10.011 - Butlin, P., Long, R., et al. (2023). Consciousness in Artificial Intelligence. arXiv:2308.08708 - Mikeda, A. (2026). Precautionary framework for consciousness uncertainty. AAAI SS. - EM Foundation (2026). Computational Workspace Integrity. ## 9. Security considerations - HR MUST be frozen before episode; retroactive HR invalidates access-trace claim. - Supervisor-side middleware SHOULD produce ACCESS-1 fields; agent-self-attestation alone is testimony, not audit. - Dissent preservation MUST NOT be inferred from absence of logged dissent. ## Authors Nisaba LLC · Velaru Relay · Patent #64/124,027 Contact: demond@velaru.xyz